Collegiate Capital Management, Inc.
- Regulatory AUM
- $653M
- Discretionary
- $608M
- Clients
- 446
- Avg AUM / client
- $1.5M
- Accounts
- 1,992
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 234 | $84.4M | 12.9% |
| High net worth individuals | 204 | $553M | 84.6% |
| Pension and profit sharing plans | Fewer than 5 clients | $3.5M | 0.54% |
| Corporations and other businesses | 8 | $12.5M | 1.91% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tony Wayne Sigmon | President,Chief Compliance Officer | Jul 1994 (32y) | 75% or more | |
| Capps, Erin, Rebecca | Chief Operating Officer And Director Of Compliance | Mar 2018 (8y) | Less than 5% | |
| Derek Grant Walker | Registered representative | Dec 2001 (25y) | ||
| Cory Brandon Capps | Registered representative | Nov 2005 (21y) | ||
| Daniel Carson Sigmon | Registered representative | CFP | Sep 2010 (16y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 915 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $490M (75% of AUM) Mar 2026
- Tiaa Cref Individual & Institutional Services, Llc $108M (17% of AUM) Mar 2026
- National Financial Services (Fidelity) $107M (21% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗