Capstone Wealth Management, Llc
- Regulatory AUM
- $416M
- Discretionary
- $415M
- Clients
- 219
- Avg AUM / client
- $1.9M
- Accounts
- 540
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 107 | $31.1M | 7.47% |
| High net worth individuals | 107 | $378M | 90.9% |
| Pension and profit sharing plans | Fewer than 5 clients | $4.2M | 1.0% |
| Charitable organizations | Fewer than 5 clients | $1.5M | 0.36% |
| Corporations and other businesses | 5 | $1.3M | 0.32% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joel William Lake | Chief Compliance Officer | Feb 2014 (13y) | Less than 5% | |
| Goldsmith, Scott, A | Managing Member | Jan 2018 (9y) | Less than 5% | |
| James Garland Brazil | Registered representative | CFP Personal Financial Specialist | Nov 2002 (24y) | |
| Robert Lanier Ingram | Registered representative | CFP Personal Financial Specialist | Mar 2014 (12y) | |
| Bryan Ross Chandler | Registered representative | CFP Personal Financial Specialist | Mar 2014 (12y) | |
| Anita Jordan Hayes | Registered representative | Jul 2014 (12y) | ||
| Richard Edward Gibson | Registered representative | CFP | Jan 2023 (4y) | |
| David J Berney | Registered representative | Mar 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Jmf Wealth Management, Llc | Member | Feb 2014 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $411M (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗