Castle Wealth Management Llc
- Regulatory AUM
- $430M
- Discretionary
- $425M
- Clients
- 251
- Avg AUM / client
- $1.7M
- Accounts
- 917
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 15, 2026
Investments (13F portfolio — 132 positions, $308,554,093)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Invesco Exch Traded Fd Tr Ii | SHORT TERM TREAS | $25,858,300 | 244,986 | 8.38% | 6.01% |
| 2 | Pimco Etf Tr | MULTISECTOR BD | $16,942,579 | 646,663 | 5.49% | 3.94% |
| 3 | Janus Detroit Str Tr | HENDRSON AAA CL | $14,011,273 | 277,054 | 4.54% | 3.26% |
| 4 | T Rowe Price Etf Inc | FLOATING RATE | $13,430,335 | 266,687 | 4.35% | 3.12% |
| 5 | Putnam Etf Trust | FOCUSED LAR CAP | $10,328,189 | 222,590 | 3.35% | 2.4% |
| 6 | Putnam Etf Trust | EMERGING MARKETS | $9,329,837 | 133,126 | 3.02% | 2.17% |
| 7 | American Centy Etf Tr | INTL EQT ETF | $9,011,902 | 106,222 | 2.92% | 2.1% |
| 8 | Wisdomtree Tr | EQUITY PREMIUM | $8,794,662 | 275,608 | 2.85% | 2.04% |
| 9 | Schwab Strategic Tr | US LRG CAP ETF | $6,754,945 | 263,453 | 2.19% | 1.57% |
| 10 | Etf Ser Solutions | BAHL GAYNOR SML | $6,466,262 | 220,316 | 2.1% | 1.5% |
| 11 | Global X Fds | US INFR DEV ETF | $6,134,345 | 120,731 | 1.99% | 1.43% |
| 12 | American Centy Etf Tr | US SML CP VALU | $6,062,987 | 54,884 | 1.97% | 1.41% |
| 13 | Ishares Gold Tr | SHARES REPRESENT | $5,929,406 | 126,968 | 1.92% | 1.38% |
| 14 | Blackrock Etf Trust Ii | ISHARES FLEXIBLE | $5,827,776 | 112,224 | 1.89% | 1.36% |
| 15 | Invesco Exchange Traded Fd T | AEROSPACE DEFN | $5,788,233 | 34,932 | 1.88% | 1.35% |
| 16 | Ishares Tr | CORE S&P MCP ETF | $5,645,097 | 83,594 | 1.83% | 1.31% |
| 17 | Apple Inc | COM | $5,596,671 | 22,052 | 1.81% | 1.3% |
| 18 | Ishares Tr | MRGSTR MD CP GRW | $5,172,112 | 65,661 | 1.68% | 1.2% |
| 19 | Ishares Tr | RESIDENTIAL MULT | $5,038,054 | 60,546 | 1.63% | 1.17% |
| 20 | J P Morgan Exchange Traded F | EQUITY FOCUS ETF | $5,019,648 | 69,902 | 1.63% | 1.17% |
| 21 | Dimensional Etf Trust | INTERNATNAL VAL | $4,901,118 | 92,859 | 1.59% | 1.14% |
| 22 | Franklin Templeton Etf Tr | INTL COR DIV TIL | $4,866,114 | 122,233 | 1.58% | 1.13% |
| 23 | Alps Etf Tr | OSHARES US SMLCP | $4,587,497 | 104,881 | 1.49% | 1.07% |
| 24 | Ishares Tr | ULTRA SHORT DUR | $4,565,317 | 90,188 | 1.48% | 1.06% |
| 25 | Microsoft Corp | COM | $4,406,844 | 11,905 | 1.43% | 1.02% |
Top 25 of 132 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 141 | $52.3M | 12.2% |
| High net worth individuals | 101 | $364M | 84.7% |
| Pension and profit sharing plans | 3 | $5.6M | 1.29% |
| Charitable organizations | 4 | $7.1M | 1.66% |
| Corporations and other businesses | 2 | $864K | 0.2% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christina L Worley | Managing Member/Chief Compliance Officer | CFP Personal Financial Specialist CFA | Oct 1997 (29y) | 75% or more |
| Sellari, Gary, B. | Secretary & Treasurer | Oct 1997 (29y) | 5% – 10% | |
| Melissa Ann Gannon | Financial Planner | CFP | Jan 2016 (11y) | Less than 5% |
| Scott David Worley | Registered representative | Aug 2016 (10y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/15/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $420M (98% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 15, 2026.
View current Form ADV (SEC/IAPD) ↗