AUMdb

Mowery & Schoenfeld Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 118366 · SEC file 801-126430 · Lincolnshire, IL · www.linkedin.com
☆ Save with Pro ADV data as of Jan 16, 2026
Regulatory AUM
$524M
Discretionary
$524M
Clients
180
Avg AUM / client
$2.9M
Accounts
799
Employees
10

AUM over time

$120M $524M
Jul 2022 Dec 2025

Annual snapshots from Form ADV filings · as of Jan 16, 2026

Investments (13F portfolio — 357 positions, $65,454,109)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Invesco Exchange Traded Fd T RAFI US 1000 ETF $5,015,708 105,527 7.66% 0.96%
2 Fidelity Covington Trust MSCI INFO TECH I $4,149,350 19,944 6.34% 0.79%
3 Dimensional Etf Trust US CORE EQUITY 2 $3,568,459 91,829 5.45% 0.68%
4 Apple Inc COM $3,513,852 13,846 5.37% 0.67%
5 Nvidia Corporation COM $3,300,276 18,924 5.04% 0.63%
6 Proshares Tr SHORT S&P 500 NE $2,975,571 78,449 4.55% 0.57%
7 Alphabet Inc CAP STK CL A $2,818,908 9,803 4.31% 0.54%
8 Proshares Tr S&P 500 DV ARIST $2,597,911 24,506 3.97% 0.5%
9 Etf Opportunities Trust HEDGEYE CAPITAL $1,965,614 68,085 3.0% 0.37%
10 Alphabet Inc CAP STK CL C $1,845,838 6,435 2.82% 0.35%
11 Microsoft Corp COM $1,844,260 4,982 2.82% 0.35%
12 Walmart Inc COM $1,685,882 13,565 2.58% 0.32%
13 Eli Lilly & Co COM $1,389,169 1,510 2.12% 0.26%
14 Ishares Tr S&P MC 400GR ETF $1,328,184 13,200 2.03% 0.25%
15 Invesco Actively Managed Exc SHORT DURATION T $1,195,277 47,913 1.83% 0.23%
16 Ishares Tr FLTG RATE NT ETF $752,379 14,767 1.15% 0.14%
17 Caterpillar Inc COM $726,236 1,025 1.11% 0.14%
18 Amazon Com Inc COM $713,413 3,425 1.09% 0.14%
19 Texas Pacific Land Corporati COM $697,604 1,470 1.07% 0.13%
20 Ishares Tr SELECT DIVID ETF $688,159 4,545 1.05% 0.13%
21 Abbvie Inc COM $604,127 2,778 0.92% 0.12%
22 Ishares Tr CORE S&P500 ETF $602,260 922 0.92% 0.11%
23 Visa Inc COM CL A $578,291 1,913 0.88% 0.11%
24 Oracle Corp COM $552,819 3,758 0.84% 0.11%
25 Blackrock Inc COM $548,175 570 0.84% 0.1%

Top 25 of 357 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 42 $9.8M 1.87%
High net worth individuals 138 $513M 97.9%
Charitable organizations Fewer than 5 clients $802K 0.15%
Corporations and other businesses Fewer than 5 clients $577K 0.11%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jeffery Lynn Mowery Member CFP Jul 1998 (28y) 25% – 50%
Keith Anthony Schoenfeld Member/Chief Compliance Officer Jul 1998 (28y) 25% – 50%
Michael Anthony Deering Member Personal Financial Specialist Jan 2022 (5y) 25% – 50%
Kristen Michele Mc Cullough Registered representative Apr 2022 (4y)
Krassimira Marinkova Registered representative Jun 2022 (4y)
Andrew J Hooley Registered representative CFP CFA Jan 2025 (2y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/16/2026 1010 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Commissions

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 16, 2026.

View current Form ADV (SEC/IAPD) ↗