Laurel Wealth Advisors, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 547
- Avg AUM / client
- $2.0M
- Accounts
- 1,429
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 276 | $86.9M | 7.85% |
| High net worth individuals | 244 | $941M | 85.0% |
| Charitable organizations | 11 | $20.5M | 1.85% |
| Corporations and other businesses | 16 | $58.3M | 5.27% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Littler Mendelson 401(k) Plan And Trust Littler Mendelson, P.C. | 2024 | |
| Sansum Santa Barbara Medical Clinic, Inc. Profit Sharing Plan Sansum Santa Barbara Medical Clinic, Inc. | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Breedlove, Timothy, Mark | Managing Member | Oct 1999 (27y) | 10% – 25% | |
| Mcneish, David, William | Managing Member | Oct 1999 (27y) | 10% – 25% | |
| William Edward Sugg | Managing Member, Chief Compliance Officer | CFP | Mar 2007 (19y) | 10% – 25% |
| Mark Stephen Thompson | Managing Member | CFA | Feb 2008 (18y) | 10% – 25% |
| Dustin Marshall Waide | Member | CFP | May 2011 (15y) | Less than 5% |
| Jennifer L Jones | Member | Jan 2015 (12y) | Less than 5% | |
| Emma Izard Powers | Registered representative | Aug 2024 (2y) | ||
| John Charles Waddill | Registered representative | Oct 2024 (2y) | ||
| Mary Mazziotti Zbinden | Registered representative | Apr 2025 (1y) |
Undisclosed: 0% – 60% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Littler Mendelson 401(k) Plan And Trust | Littler Mendelson, P.C. | 2,298 | $1.1B | 01/01/2024 |
| Sansum Santa Barbara Medical Clinic, Inc. Profit Sharing Plan | Sansum Santa Barbara Medical Clinic, Inc. | 241 | $236M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $598M (54% of AUM) Mar 2026
- National Financial Services (Fidelity) $320M (44% of AUM) Sep 2023
- Fidelity Brokerage Services Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗