Larsen, Glen Allen
- Regulatory AUM
- $147M
- Discretionary
- $147M
- Clients
- 79
- Avg AUM / client
- $1.9M
- Accounts
- 193
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 34 | $3.4M | 2.34% |
| High net worth individuals | 39 | $106M | 72.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $7.7M | 5.28% |
| Corporations and other businesses | 6 | $29.8M | 20.3% |
People (1)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Larsen, Glen, Allen | Ceo, Cco, 100% Owner | Jun 1991 (35y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 998 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: BOOKS AND RECORDS: FAILURE TO A) ADOPT AND IMPLEMENT WRITTEN POLICIES AND PROCEDURES B) REVIEW AND DOCUMENT REVIEW SUCH POLICIES AND PROCEDURES AT LEAST ANNUALLY AS REQUIRED UNDER UTAH UNIFORM SECURITIES ACT, UTAH CODE ANN. SECTION 61-1-5. Status: Final Sanction Detail: $1000 FINE PAID ON 02/22/2013. Summary: A COMPLIANCE CONSULTANT WAS ENGAGED TO ASSIST ADVISOR IN ACHIEVING AND MAINTAINING COMPLIANCE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Charles Schwab & Co. $147M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗