Awr Investment Management, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 118538
· SEC file 801-130506
· San Rafael, CA
· WWW.AWRINVESTMENTMANAGEMENT.COM
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ADV data as of Mar 19, 2026
- Regulatory AUM
- $132M
- Discretionary
- $132M
- Clients
- 54
- Avg AUM / client
- $2.4M
- Accounts
- 172
- Employees
- 2
AUM over time
$31.6M
$132M
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 27 | $15.4M | 11.7% |
| High net worth individuals | 27 | $114M | 86.8% |
| Corporations and other businesses | Fewer than 5 clients | $2.0M | 1.48% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew William Ryan | Managing Member/Chief Compliance Officer | Oct 1998 (28y) | 50% – 75% | |
| Ryan, Linda, Ann | Member | Oct 1998 (28y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $131M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗