Opus Financial Advisors, Inc.
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 118742
· Statesville, NC
· WWW.ORCHESTRATEYOURFUTURE.COM
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ADV data as of May 21, 2026
- Regulatory AUM
- $30.0M
- Discretionary
- $30.0M
- Clients
- 374
- Avg AUM / client
- $80.2K
- Accounts
- 94
- Employees
- 5
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 329 | $17.1M | 57.0% |
| High net worth individuals | 40 | $11.8M | 39.3% |
| Charitable organizations | 5 | $1.1M | 3.67% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Terry Staples | Registered representative | CFP | Dec 2001 (25y) | |
| Nina Staples Lloyd | Registered representative | CFP | Nov 2012 (14y) | |
| Janna Michelle Deegan | Registered representative | Mar 2016 (10y) | ||
| Lisa Hall Fox | Registered representative | Jul 2024 (2y) | ||
| Nilsa Michelle Daniel | Registered representative | Jul 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/21/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PLANNING FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- LPL Financial $29.5M (98% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 21, 2026.
View current Form ADV (SEC/IAPD) ↗