Itau Bba Usa Securities, Inc.
- Regulatory AUM
- —
- Discretionary
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- Clients
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- Avg AUM / client
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- Accounts
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- Employees
- 38
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mcclanan, Julia Chen | Chief Operating Officer, Chief Financial Officer, & Treasurer | Jun 2010 (16y) | Less than 5% | |
| Greenlees, Roderick Sinclair | Director | Mar 2015 (11y) | Less than 5% | |
| Wilberg, Felipe Weil | Director | Mar 2016 (10y) | Less than 5% | |
| Dacosta, Maurice Michael | Finop | Jan 2017 (10y) | Less than 5% | |
| Goodall, Kenneth Ray | Chief Compliance Officer | Jan 2020 (7y) | Less than 5% | |
| Pascon Bastos, Fabiana Mrs. | Director | Oct 2020 (6y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Itb Holding Brasil Participações Ltd | Direct Owner | Nov 2015 | A | 75% or more |
| Itaú Unibanco S.A. | Indirect Owner | Nov 2001 | B | ≈ 56.25% – 100% via Itb Holding Brasil Participações Ltd |
| Itau Unibanco Holding S.A. | Indirect Owner | Nov 2001 | B | 75% or more of Itau Unibanco S.A. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Itaú Unibanco S.A.: 75% – 100% of Itb Holding Brasil Participações Ltd × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.49 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Fixed fees
- • Commissions
Services
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗