Aspen Capital Management
- Regulatory AUM
- $1.3B
- Discretionary
- $1.3B
- Clients
- 475
- Avg AUM / client
- $2.8M
- Accounts
- 1,518
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Feb 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 159 | $65.8M | 4.92% |
| High net worth individuals | 284 | $1.1B | 85.9% |
| Charitable organizations | 32 | $123M | 9.16% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mike Sean Mers | Member Chief Compliance Officer | Jan 2002 (25y) | 75% or more | |
| Rachel Anne Lysne | Member | Oct 2018 (8y) | 5% – 10% | |
| Katherine Grace Dow | Member | Jan 2023 (4y) | 10% – 25% | |
| Lavea Grace Thomas | Registered representative | CFP | Jun 2021 (5y) | |
| Nathan Ross Burman | Registered representative | Nov 2022 (4y) | ||
| Trevor Hotmer | Registered representative | Jun 2024 (2y) | ||
| Maranda Kailey Barnhart | Registered representative | Jan 2025 (2y) | ||
| Scott Warner | Registered representative | Jun 2025 (1y) | ||
| Taj Pereira | Registered representative | CFP | Jun 2025 (1y) | |
| Michael Keller | Registered representative | Oct 2025 (1y) | ||
| Johann Simpson | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/24/2026 | 913 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $1.3B (95% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 24, 2026.
View current Form ADV (SEC/IAPD) ↗