Shaker Investments, L.L.C.
- Regulatory AUM
- $259M
- Discretionary
- $259M
- Clients
- 130
- Avg AUM / client
- $2.0M
- Accounts
- 283
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Investments (13F portfolio — 87 positions, $278,245,175)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Axos Financial Inc. | COM | $34,707,459 | 356,376 | 12.5% | 13.4% |
| 2 | Micron Technology | COM | $16,973,834 | 14,705 | 6.1% | 6.56% |
| 3 | Nvidia Corp | COM | $15,150,815 | 75,720 | 5.45% | 5.86% |
| 4 | Alphabet Inc. | CAP STK CL A | $11,426,548 | 31,974 | 4.11% | 4.42% |
| 5 | Taiwan Semiconductor Sp Adr | SPONSORED ADS | $11,380,016 | 23,829 | 4.09% | 4.4% |
| 6 | Broadcom Ltd. | COM | $11,271,749 | 29,839 | 4.05% | 4.36% |
| 7 | Apple Inc. | COM | $8,840,816 | 30,553 | 3.18% | 3.42% |
| 8 | I Radimed Corp | COM | $7,801,614 | 81,641 | 2.8% | 3.01% |
| 9 | Amazon.Com | COM | $7,638,320 | 32,048 | 2.75% | 2.95% |
| 10 | Spdr S&P Biotech Etf (Xbi) | ST STR SP BIOT | $6,251,033 | 39,501 | 2.25% | 2.42% |
| 11 | Microchip Technology | COM | $5,541,470 | 60,762 | 1.99% | 2.14% |
| 12 | Eli Lilly & Company | COM | $5,007,620 | 4,175 | 1.8% | 1.94% |
| 13 | Lam Research Corp. | COM NEW | $4,923,062 | 11,361 | 1.77% | 1.9% |
| 14 | Arista Networks, Inc. | COM SHS | $4,855,850 | 28,584 | 1.75% | 1.88% |
| 15 | Applied Materials | COM | $4,802,166 | 6,642 | 1.73% | 1.86% |
| 16 | Microsoft Corp | COM | $4,710,124 | 12,627 | 1.69% | 1.82% |
| 17 | Vertiv Holdings Co | COM CL A | $4,652,324 | 13,895 | 1.67% | 1.8% |
| 18 | Comfort Systems Usa Inc. | COM | $4,501,008 | 2,271 | 1.62% | 1.74% |
| 19 | Wintrust Financial Corp | COM | $4,322,404 | 26,894 | 1.55% | 1.67% |
| 20 | Spdr Energy Select Sector (Xle) | ST STR ENERG ETF | $3,769,540 | 70,976 | 1.35% | 1.46% |
| 21 | Goldman Sachs Group | COM | $3,661,159 | 3,620 | 1.32% | 1.41% |
| 22 | Eaton Corp. | SHS | $3,657,814 | 8,584 | 1.31% | 1.41% |
| 23 | Fortinet Inc. | COM | $3,601,160 | 23,442 | 1.29% | 1.39% |
| 24 | Morgan Stanley | COM NEW | $3,487,414 | 16,683 | 1.25% | 1.35% |
| 25 | Casey's General Stores, Inc. | COM | $3,307,121 | 4,161 | 1.19% | 1.28% |
Top 25 of 87 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 67 | $25.9M | 10.0% |
| High net worth individuals | 55 | $105M | 40.7% |
| Pooled investment vehicles (non-investment companies) | 1 | $103M | 39.6% |
| Pension and profit sharing plans | 2 | $1.8M | 0.71% |
| Charitable organizations | 2 | $1.9M | 0.72% |
| Corporations and other businesses | 3 | $21.2M | 8.19% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $94.7M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Shaker Investments Tower Fund, L.P. | Hedge Fund | Delaware | $94.7M | 18 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Edward Paul Hemmelgarn | President, Director & Member | Jan 2002 (25y) | 75% or more | |
| Rund, Raymond, Joseph | Managing Director, Senior Research Analyst | Sep 2006 (20y) | Less than 5% | |
| Hammond, Janice, Lynne | Secretary Of Shaker Investments Llc | Jan 2013 (14y) | 5% – 10% | |
| Wick, Kathleen, Coates | Chief Compliance Officer | Oct 2022 (4y) | Less than 5% | |
| Anthony John Panuto | Registered representative | Nov 2006 (20y) | ||
| Brandon A Hemmelgarn | Registered representative | Nov 2016 (10y) | ||
| Sasha Asen Kostadinov | Registered representative | CFA | Nov 2016 (10y) | |
| Chris Graham Hemmelgarn | Registered representative | Mar 2018 (8y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $94.7M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Shaker Investments Tower Fund, L.P. | Hedge Fund | $94.7M | $250K | 18 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $140M (54% of AUM) Mar 2026
- BNY Mellon $31.3M (18% of AUM) May 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗