AUMdb

Broadshore Capital Partners, Llc

SEC-registered Investment Adviser · Small ($100M–$1B) CRD 119200 · SEC file 801-61687 · Los Angeles, CA · www.linkedin.com
☆ Save with Pro ADV data as of Jul 28, 2026
Regulatory AUM
$982M
Discretionary
$0
Clients
11
Avg AUM / client
$89.2M
Accounts
11
Employees
16

AUM over time

$982M $3.2B
Dec 2011 Jul 2026

Annual snapshots from Form ADV filings · as of Jul 28, 2026

Who they serve

Client typeClientsAUM% of AUM
State or municipal government entities 1 $492M 50.2%
Other 10 $489M 49.8%

People (8)

NameRole / titleCredentialsWith firm sinceOwnership
O'neill, Kerri, Anne Member & Chief Performance Officer Jan 2002 (25y) Less than 5%
Howe, Bradford, Wilson Ceo, Director, Member And Investment Committee Chair Aug 2010 (16y) 5% – 10%
Munn, Russell, Dean Member & Chief Operating Officer Feb 2019 (8y) Less than 5%
Mason, Matthew, Joseph Chief Financial Officer Jun 2019 (7y) Less than 5%
Branzburg, Elena, Nmn General Counsel And Chief Compliance Officer Mar 2020 (6y) Less than 5%
Liolis, Nicholas, Nmn Director Mar 2023 (3y) Less than 5%
Gordon, Maurice, A. Director Aug 2024 (2y) Less than 5%
Lurye, Felix, Nmn Director Aug 2024 (2y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Guardian Broadshore, Llc Member Feb 2019 A 75% or more
The Guardian Life Insurance Company Of America Member Dec 2001 B ≈ 23.73% – 100% via Guardian Investor Services, Llc
Guardian Investor Services, Llc Member Aug 2015 B ≈ 31.64% – 100% via Hanover Square Real Estate Management Llc
Hanover Square Lcp Llc Member May 2016 B ≈ 56.25% – 100% via Guardian Broadshore, Llc
Hanover Square Real Estate Management Llc Member Oct 2015 B ≈ 42.19% – 100% via Hanover Square Lcp Llc

Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • The Guardian Life Insurance Company Of America: 75% – 100% of Guardian Investor Services, Llc × 75% – 100% of Hanover Square Real Estate Management Llc × 75% – 100% of Hanover Square Lcp Llc × 75% – 100% of Guardian Broadshore, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
  • Guardian Investor Services, Llc: 75% – 100% of Hanover Square Real Estate Management Llc × 75% – 100% of Hanover Square Lcp Llc × 75% – 100% of Guardian Broadshore, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
  • Hanover Square Lcp Llc: 75% – 100% of Guardian Broadshore, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
  • Hanover Square Real Estate Management Llc: 75% – 100% of Hanover Square Lcp Llc × 75% – 100% of Guardian Broadshore, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 1000 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees
  • Other fees
  • ACQUISITION, DISPOSITION & ORIGINATION FEES.

Services

  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Other services

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.

View current Form ADV (SEC/IAPD) ↗