Dubeau Capital Usa Inc.
- Regulatory AUM
- $47.9M
- Discretionary
- $47.9M
- Clients
- 11
- Avg AUM / client
- $4.4M
- Accounts
- 11
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Dec 15, 2025
Asset allocation (SMA assets by investment type)
as of Dec 15, 2025Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6 | $46.5M | 97.2% |
| High net worth individuals | 5 | $1.3M | 2.8% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Caouette, Eric | Vice President | May 2001 (25y) | ≈ 18.75% – 50% via Duca Investissements Inc. | |
| Dubeau, Hugues | President, Cfo, Coo, Cco | Jan 2003 (24y) | ≈ 18.75% – 50% via Duca Investissements Inc. | |
| Dubeau, Stephane | Shareholder | Sep 2003 (23y) | ≈ 18.75% – 50% via Duca Investissements Inc. |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Duca Investissements Inc. | Shareholder, 100% Owner | Sep 2003 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Caouette, Eric: 25% – 50% of Duca Investissements Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Dubeau, Hugues: 25% – 50% of Duca Investissements Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Dubeau, Stephane: 25% – 50% of Duca Investissements Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 12/15/2025 | 983 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Interactive Brokers $28.4M (59% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 15, 2025.
View current Form ADV (SEC/IAPD) ↗