Hamlin Capital Management, Llc
- Regulatory AUM
- $8.7B
- Discretionary
- $8.7B
- Clients
- 1,924
- Avg AUM / client
- $4.5M
- Accounts
- 1,924
- Employees
- 24
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 243 | $138M | 1.58% |
| High net worth individuals | 1,351 | $3.8B | 43.4% |
| Investment companies | 1 | $1.6B | 18.6% |
| Pooled investment vehicles (non-investment companies) | 23 | $1.0B | 11.9% |
| Pension and profit sharing plans | 18 | $391M | 4.49% |
| Charitable organizations | 51 | $367M | 4.21% |
| State or municipal government entities | 17 | $203M | 2.33% |
| Corporations and other businesses | 220 | $1.2B | 13.5% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $426M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Hamlin Income Plus Fund, Lp | Other Private Fund | Delaware | $286M | 356 |
| Hamlin Yield Partners, Lp | Other Private Fund | Delaware | $140M | 92 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Electrical Workers Pension Trust Fund Of Local Union No. 58 Ibew The Board Of Trustees Of The Electrical Workers Pension Trust | 2024 | |
| Tidalhealth Pension Plan Tidalhealth, Inc. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Michael D'agnes | Equity Portfolio Manager | CFA | Jul 2001 (25y) | 5% – 10% |
| Stitzer, Mark, (Nmn) | Chief Executive Officer | Jan 2003 (24y) | 50% – 75% | |
| Bridy, Joseph, John | Fixed Income Analyst | Jul 2004 (22y) | 10% – 25% | |
| Finegan, Deborah, Anne | Chief Operating Officer | Sep 2004 (22y) | 5% – 10% | |
| Stitzer, Lucy, Caroline Macmillan | Owner | Jan 2008 (19y) | 50% – 75% | |
| Garland, Charles, Stedman | Equity Pm And Relationship Manager | Jan 2010 (17y) | 10% – 25% | |
| Loverro, Robert, Armstrong | Chief Financial Officer | Mar 2013 (13y) | Less than 5% | |
| Roux, Jeremi, (Nmn) | General Counsel / Chief Compliance Officer | Jul 2015 (11y) | Less than 5% | |
| Michael M Tang | Registered representative | CFA | Mar 2022 (4y) | |
| Nathaniel Philip Fierstein | Registered representative | CFA | Mar 2022 (4y) | |
| Dennis Lam | Registered representative | Sep 2022 (4y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $426M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Hamlin Income Plus Fund, Lp | Other Private Fund | $286M | $500K | 356 |
| Hamlin Yield Partners, Lp | Other Private Fund | $140M | $250K | 92 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Electrical Workers Pension Trust Fund Of Local Union No. 58 Ibew | The Board Of Trustees Of The Electrical Workers Pension Trust | 3,182 | $923M | 01/01/2024 |
| Tidalhealth Pension Plan | Tidalhealth, Inc. | 4,926 | $163M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.58 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: ON AUGUST 10, 2018, THE SEC AGREED WITH HAMLIN TO SETTLE AN ADMINISTRATIVE PROCEEDING (THE "ORDER") RELATING TO CROSS TRADING PRACTICES, THE DISCLOSURES THEREOF, AND THE PRICING OF THE TRADES, AS WELL AS HAMLIN'S COMPLIANCE POLICIES AND PROCEDURES RELATED TO THESE PRACTICES. THE ORDER STATES THAT HAMLIN'S PRACTICE OF CROSS TRADING FIXED INCOME SECURITIES AT THE BID-PRICE WAS NOT DISCLOSED IN THE FORM ADV AND THAT INSUFFICIENT RECORDS WERE MAINTAINED FOR EIGHT PRICE CHALLENGES THAT INFORMED 21 OF THE OVER 15,000 CROSS TRADES CONDUCTED BY HAMLIN OVER THE TIME PERIOD. Status: Final Sanction Detail: PURSUANT TO THE SETTLEMENT, THE SEC ORDERED A CIVIL MONETARY PENALTY IN THE AMOUNT OF $900,000. NO PORTION OF THE PENALTY WAS WAIVED. THE PENALTY WAS PAID SEPTEMBER 7, 2018. Summary: ON AUGUST 10, 2018, THE SEC AGREED WITH HAMLIN TO SETTLE AN ADMINISTRATIVE PROCEEDING (THE "ORDER") THAT INCLUDED A $900,000 PENALTY, AN ORDER TO CEASE AND DESIST VIOLATIONS, AND A CENSURE. THE ORDER IS FINAL AND THE PENALTY WAS PAID SEPTEMBER 7, 2018.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity $1.2B (14% of AUM) Mar 2026
- National Financial Services (Fidelity) $1.1B (13% of AUM) Apr 2025
- Charles Schwab & Co. $992M (11% of AUM) Mar 2026
- Deutsche Bank Trust Company Americas $859M (10% of AUM) Mar 2026
- UBS $666M (8% of AUM) Mar 2026
- Morgan Stanley $460M (6% of AUM) Apr 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗