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Investment Adviser · Large ($10B–$100B)
CRD 119300
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ADV data as of Jan 08, 2026
- Regulatory AUM
- $16.0B
- Discretionary
- $878M
- Clients
- 147
- Avg AUM / client
- $109M
- Accounts
- 147
- Employees
- 14
AUM over time
$986M
$16.8B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Jan 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | 146 | $15.9B | 99.9% |
| Insurance companies | 1 | $14.9M | 0.09% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 08, 2026.