Verity And Verity, Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 472
- Avg AUM / client
- $3.0M
- Accounts
- 1,101
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Mar 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 195 | $1.1B | 77.8% |
| High net worth individuals | 264 | $213M | 15.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $5.7M | 0.41% |
| Charitable organizations | 5 | $37.0M | 2.64% |
| Corporations and other businesses | 8 | $55.5M | 3.96% |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Wymond Verity | Managing Member/President/Director | Feb 2002 (25y) | ≈ 37.5% – 75% via Verity Family Ventures, Inc. | |
| Charles Collins Anderson | Shareholder | Oct 2013 (13y) | ≈ 7.5% – 25% via Afp Legacy Ltd. | |
| Michael Wayne Nix | Shareholder | CFA | Apr 2019 (7y) | ≈ 3.75% – 10% via Invictus Investment Corporation |
| Paula Murray Verity | Chief Financial Officer | Jan 2021 (6y) | Less than 5% | |
| Olvera, Tanya, Michelle | Chief Compliance Officer | Nov 2023 (3y) | Less than 5% | |
| Jonathan George Verity | Registered representative | Jan 2021 (6y) | ||
| Andrew Kevin Jones | Registered representative | CFP | Jan 2021 (6y) | |
| Edward Pinckney Taylor | Registered representative | Jan 2021 (6y) | ||
| Michael Paul Kuehn | Registered representative | CFA | Jan 2021 (6y) | |
| Jessica Leigh Rusnock | Registered representative | CFP | Jun 2021 (5y) | |
| Keith Richard Bosco | Registered representative | May 2023 (3y) | ||
| David Alexander Poole | Registered representative | Sep 2024 (2y) | ||
| Michael Andrew Klaiber | Registered representative | CFA | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Verity Family Ventures, Inc. | Member | Mar 2023 | A | 50% – 75% |
| Afp Legacy Ltd. | Member | Oct 2013 | A | 10% – 25% |
| Invictus Investment Corporation | Member | Feb 2018 | A | 5% – 10% |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- William Wymond Verity: 75% – 100% of Verity Family Ventures, Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Charles Collins Anderson: 75% – 100% of Afp Legacy Ltd. × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Michael Wayne Nix: 75% – 100% of Invictus Investment Corporation × 5% – 10% direct ≈ 3.75% – 10% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.4B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗