Lifespan Financial Strategies, Inc.
- Regulatory AUM
- $357M
- Discretionary
- $0
- Clients
- 515
- Avg AUM / client
- $694K
- Accounts
- 1,209
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 416 | $145M | 40.4% |
| High net worth individuals | 99 | $213M | 59.6% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Laura Anne Walsh | President | CFP | Mar 1997 (29y) | 75% or more |
| Sherwood Charles Forman | Chief Compliance Officer | Mar 2018 (8y) | Less than 5% | |
| Mary L Hersey | Registered representative | Mar 2021 (5y) | ||
| Angela Vaughan | Registered representative | Apr 2024 (2y) | ||
| Raquel Forman | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 920 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • THIRD PARTY INVESTMENT MANAGERS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Assetmark Trust Company $357M (100% of AUM) Mar 2026
- Asset Mark $263M (100% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗