Aa Financial Advisors, Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.2B
- Clients
- 968
- Avg AUM / client
- $1.5M
- Accounts
- 2,817
- Employees
- 31
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 755 | $341M | 24.0% |
| High net worth individuals | 189 | $1.0B | 73.1% |
| Pension and profit sharing plans | 1 | $2.5M | 0.18% |
| Charitable organizations | 7 | $8.9M | 0.63% |
| Corporations and other businesses | 16 | $28.9M | 2.03% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Continental Real Estate Companies Retirement Plan Continental Real Estate Companies | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ralph Antolino | Managing Member / Beneficial Owner | Mar 2006 (21y) | Less than 5% | |
| Maureen Elizabeth Armstrong | Registered representative | CFP | Mar 2006 (21y) | |
| Christian Michael Hertl | Registered representative | CFP | Dec 2012 (14y) | |
| Brandon Michael Boychuk | Registered representative | CFP Chartered Financial Consultant | Sep 2021 (5y) | |
| Nicholas Robert Bowden | Registered representative | CFP Chartered Financial Consultant | Mar 2022 (5y) | |
| Jason Witt | Registered representative | Jul 2024 (2y) | ||
| Axel Agami Contreras | Registered representative | CFP | Jun 2025 (1y) | |
| Ian Matthew Erdman | Registered representative | CFP | Jul 2025 (1y) | |
| Jason Dean Burkholder | Registered representative | CFP CFA | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| F7 Company Llc | Entity Owner | Jan 2018 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Continental Real Estate Companies Retirement Plan | Continental Real Estate Companies | 116 | $29.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.1B (79% of AUM) Aug 2026
- National Financial Services (Fidelity) $95.0M (9% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 21, 2026.
View current Form ADV (SEC/IAPD) ↗