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Wealth Manager · Small ($100M–$1B)
CRD 119833
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ADV data as of Mar 28, 2026
- Regulatory AUM
- $637M
- Discretionary
- $481M
- Clients
- 271
- Avg AUM / client
- $2.4M
- Accounts
- 934
- Employees
- 8
AUM over time
$126M
$637M
Mar 28, 2012
Mar 28, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 265 | $624M | 97.8% |
| Pension and profit sharing plans | 6 | $13.9M | 2.18% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 28, 2026.