Bps Capital Management, Inc.
- Regulatory AUM
- $3.1B
- Discretionary
- $0
- Clients
- 72
- Avg AUM / client
- $43.1M
- Accounts
- 67
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Jan 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 14 | $81.3M | 2.62% |
| Banking or thrift institutions | 46 | $2.7B | 85.6% |
| Charitable organizations | 3 | $42.4M | 1.37% |
| State or municipal government entities | 1 | $12.4M | 0.4% |
| Insurance companies | 4 | $238M | 7.67% |
| Corporations and other businesses | 4 | $72.0M | 2.32% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mclaren, Charles, Michael | President/Ceo | Mar 2002 (24y) | 75% or more | |
| Patrick Dardis | Cco | Aug 2022 (4y) | Less than 5% | |
| Eric Carl Joseph Swanson | Registered representative | CFA | Jan 2026 (1y) | |
| Erin Michele Swanson | Registered representative | CFA | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/21/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • CAPPED FEES: AUM UNTIL CAP IS REACHED
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Bankers' Bank $749M (24% of AUM) Jan 2026
- United Banker's Bank $547M (18% of AUM) Jan 2026
- Federal Home Loan Bank Of Des Moines $503M (13% of AUM) Jan 2024
- Federal Home Loan Bank Of Atlanta: Fhlbank Atlanta $385M (10% of AUM) Jan 2021
- U.S. Bank $326M (10% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 21, 2026.
View current Form ADV (SEC/IAPD) ↗