Gerber, Llc
- Regulatory AUM
- $592M
- Discretionary
- $592M
- Clients
- 220
- Avg AUM / client
- $2.7M
- Accounts
- 944
- Employees
- 17
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 69 | $14.9M | 2.52% |
| High net worth individuals | 151 | $569M | 96.1% |
| Charitable organizations | Fewer than 5 clients | $44.7K | 0.01% |
| Corporations and other businesses | Fewer than 5 clients | $8.0M | 1.35% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Southeast, Inc. Safe Harbor 401(k) Plan Southeast, Inc. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Randall Thomas Gerber | Managing Member | Jan 1991 (36y) | 75% or more | |
| Erik Dennis Roemer | Chief Compliance Officer | CFP | Jun 2000 (26y) | Less than 5% |
| Azeem Salim Abdul Haqq | Registered representative | Jun 2025 (1y) | ||
| Kathryn L. Wilson | Registered representative | Aug 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Southeast, Inc. Safe Harbor 401(k) Plan | Southeast, Inc. | 452 | $18.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 912 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Fidelity Brokerage Services $571M (96% of AUM) Mar 2026
- Raymond James $238M (78% of AUM) Jun 2020
- Ascensus Financial Services, Llc. $47.1M (13% of AUM) Mar 2018
- State Street $38.4M (11% of AUM) Mar 2018
- Fidelity Investments $2.7M (1% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗