Sws Advisors, Inc.
State-registered
Wealth Manager · Boutique (under $100M)
CRD 120054
· Columbus, OH
· CENTERPOINTSTEWARDSHIP.COM
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ADV data as of Mar 19, 2026
- Regulatory AUM
- $60.0M
- Discretionary
- $60.0M
- Clients
- 561
- Avg AUM / client
- $107K
- Accounts
- 570
- Employees
- 7
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 560 | $59.6M | 99.3% |
| Charitable organizations | 1 | $410K | 0.68% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Van Rensselaer Ostrander | Registered representative | CFP | Mar 2008 (18y) | |
| Richard Ryan Milliken | Registered representative | Feb 2013 (13y) | ||
| Cynthia Ann Mason | Registered representative | May 2013 (13y) | ||
| Christopher A Martinez | Registered representative | Nov 2015 (11y) | ||
| Ralph James Martinez | Registered representative | Nov 2015 (11y) | ||
| Dennis Lane Burgess | Registered representative | CFP | May 2016 (10y) | |
| Louis Kin Shing Lo | Registered representative | Oct 2020 (6y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 1.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $59.5M (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗