Schmerge Executive Planning Services, Inc.
State-registered
Wealth Manager · Boutique (under $100M)
CRD 120059
· Cincinnati, OH
· WWW.SCHMERGE.COM
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ADV data as of Jan 26, 2026
- Regulatory AUM
- $53.4M
- Discretionary
- $52.9M
- Clients
- 66
- Avg AUM / client
- $809K
- Accounts
- 169
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 51 | $17.1M | 32.1% |
| High net worth individuals | 14 | $24.4M | 45.7% |
| Pension and profit sharing plans | 1 | $11.9M | 22.2% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Joseph Schmerge | Registered representative | Chartered Financial Consultant | Sep 2006 (20y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/26/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $34.1M (64% of AUM) Jan 2026
- Jackson National Life Distributors Llc $14.1M (26% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 26, 2026.
View current Form ADV (SEC/IAPD) ↗