AUMdb

Broyhill Asset Management, Llc

SEC-registered Investment Adviser · Small ($100M–$1B) CRD 120462 · SEC file 801-121859 · Charlotte, NC · WWW.LINKEDIN.COM
☆ Save with Pro ADV data as of Mar 13, 2026
Regulatory AUM
$205M
Discretionary
$204M
Clients
91
Avg AUM / client
$2.2M
Accounts
91
Employees
6

AUM over time

$48.6M $225M
Jan 20, 2012 Mar 13, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 13, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 9 $3.6M 1.74%
High net worth individuals 78 $96.1M 47.0%
Investment companies 1 $38.9M 19.0%
Pooled investment vehicles (non-investment companies) 2 $27.1M 13.3%
Charitable organizations 1 $38.8M 18.9%

Private funds (2)

Reported in Form ADV Section 7.B.(1), filing of May 2024 · $28.2M combined gross assets

FundTypeDomicileGross assetsOwners
Broyhill Partners, Lp Hedge Fund Delaware $16.8M 13
Bam Credit Opportunities Fund Other Private Fund South Dakota $11.4M 14

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Broyhill, Markham, Hunt Chairman/Owner Aug 1998 (28y) 10% – 25%
Christopher Rocco Pavese President & Chief Investment Officer CFA Oct 2008 (18y) 75% or more
Minges, Kyle, Andrew Chief Operating Officer/Chief Compliance Officer Nov 2023 (3y) Less than 5%
Andrea Marie Sefler Registered representative CFA Apr 2018 (8y)
Patrick Wells Registered representative CFA May 2024 (2y)

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (2, $28.2M gross assets)

FundTypeGross assetsMin. investmentOwners
Broyhill Partners, Lp Hedge Fund $16.8M $1.0M 13
Bam Credit Opportunities Fund Other Private Fund $11.4M $500K 14

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/13/2026 1.59 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees
  • Other fees
  • TAMP MODEL AND DATA FEES

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.

View current Form ADV (SEC/IAPD) ↗