Egi Financial, Inc.
- Regulatory AUM
- $349M
- Discretionary
- $334M
- Clients
- 292
- Avg AUM / client
- $1.2M
- Accounts
- 294
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 224 | $156M | 44.8% |
| High net worth individuals | 68 | $192M | 55.2% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Craig Thomas | Chief Compliance Officer | Jun 2016 (10y) | 75% or more | |
| Edgar Grey Ingraham | Registered representative | Feb 2001 (26y) | ||
| Michael David Prescott | Registered representative | Jan 2003 (24y) | ||
| Brian Keith Weinreich | Registered representative | May 2009 (17y) | ||
| Tyler Alan Krummel | Registered representative | Sep 2015 (11y) | ||
| Brian D Vincelette | Registered representative | Mar 2016 (10y) | ||
| Sara Gibbs | Registered representative | Feb 2019 (8y) | ||
| Kenneth Robert Reeves | Registered representative | CFP | Mar 2021 (5y) | |
| Diane Lynn Spencer | Registered representative | Jun 2021 (5y) | ||
| Robert William Berry | Registered representative | Jun 2021 (5y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/13/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Wells Fargo $112M (32% of AUM) Feb 2026
- Charles Schwab & Co. $16.0M (5% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 13, 2026.
View current Form ADV (SEC/IAPD) ↗