Paradigm Capital Management,Llc
- Regulatory AUM
- $173M
- Discretionary
- $173M
- Clients
- 125
- Avg AUM / client
- $1.4M
- Accounts
- 312
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 10, 2026
Investments (13F portfolio — 59 positions, $109,127)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | J P Morgan Exchange Traded F | ULTRA SHRT ETF | $13,445 | 265,661 | 12.3% | 0.01% |
| 2 | Vanguard Specialized Funds | DIV APP ETF | $12,700 | 59,053 | 11.6% | 0.01% |
| 3 | Vanguard Whitehall Fds | HIGH DIV YLD | $9,244 | 62,420 | 8.47% | 0.01% |
| 4 | Schwab Strategic Tr | US DIVIDEND EQ | $4,761 | 155,191 | 4.36% | 0.0% |
| 5 | Berkshire Hathaway Inc Del | CL B NEW | $4,264 | 8,899 | 3.91% | 0.0% |
| 6 | Vanguard World Fd | HEALTH CAR ETF | $4,133 | 15,176 | 3.79% | 0.0% |
| 7 | Merck & Co Inc | COM | $3,665 | 30,469 | 3.36% | 0.0% |
| 8 | Verizon Communications Inc | COM | $3,381 | 67,357 | 3.1% | 0.0% |
| 9 | Jpmorgan Chase & Co. | COM | $3,259 | 11,078 | 2.99% | 0.0% |
| 10 | Alphabet Inc | CAP STK CL C | $2,941 | 10,253 | 2.7% | 0.0% |
| 11 | Chevron Corp New | COM | $2,576 | 12,450 | 2.36% | 0.0% |
| 12 | Kinder Morgan Inc Del | COM | $2,555 | 76,212 | 2.34% | 0.0% |
| 13 | Apple Inc | COM | $2,514 | 9,907 | 2.3% | 0.0% |
| 14 | Microsoft Corp | COM | $2,280 | 6,160 | 2.09% | 0.0% |
| 15 | Altria Group Inc | COM | $2,073 | 31,412 | 1.9% | 0.0% |
| 16 | Exxon Mobil Corp | COM | $2,057 | 12,123 | 1.89% | 0.0% |
| 17 | Johnson & Johnson | COM | $2,030 | 8,306 | 1.86% | 0.0% |
| 18 | Bank America Corp | COM | $1,636 | 33,559 | 1.5% | 0.0% |
| 19 | At&T Inc | COM | $1,608 | 55,451 | 1.47% | 0.0% |
| 20 | Amgen Inc | COM | $1,575 | 4,475 | 1.44% | 0.0% |
| 21 | Schwab Strategic Tr | US LCAP GR ETF | $1,556 | 53,407 | 1.43% | 0.0% |
| 22 | Oneok Inc New | COM | $1,505 | 16,652 | 1.38% | 0.0% |
| 23 | Invesco Qqq Tr | UNIT SER 1 | $1,493 | 2,587 | 1.37% | 0.0% |
| 24 | Us Bancorp Del | COM NEW | $1,464 | 28,139 | 1.34% | 0.0% |
| 25 | Amazon Com Inc | COM | $1,243 | 5,968 | 1.14% | 0.0% |
Top 25 of 59 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 55 | $20.5M | 11.8% |
| High net worth individuals | 70 | $153M | 88.2% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Harvey, Bruce, Douglas | Managing Member/Chief Compliance Officer | Mar 1996 (30y) | 50% – 75% | |
| Harvey, Mary, Anne | Non Participating Member | Mar 1996 (30y) | 50% – 75% | |
| John William Nunn | Registered representative | Mar 2015 (11y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $172M (99% of AUM) Mar 2026
- Vanguard Marketing Corporation $411K (0% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗