Schnieders Capital Management, Llc.
- Regulatory AUM
- $1.1B
- Discretionary
- $1.0B
- Clients
- 481
- Avg AUM / client
- $2.2M
- Accounts
- 1,155
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 276 | $101M | 9.48% |
| High net worth individuals | 183 | $867M | 81.7% |
| Pension and profit sharing plans | 5 | $17.0M | 1.6% |
| Charitable organizations | 3 | $2.1M | 0.2% |
| Corporations and other businesses | 8 | $4.8M | 0.45% |
| Other | 6 | $70.2M | 6.61% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Scpmg Keogh Plan Southern California Permanente Medical Group | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Francis Schnieders | Principal | CFA | Jun 2002 (24y) | 25% – 50% |
| Schnieders, William, Henry | Principal | Jul 2002 (24y) | 10% – 25% | |
| John Carter Schnieders | Principal | CFP CFA | Jul 2006 (20y) | 25% – 50% |
| Bryant, Sue | Chief Compliance Officer | Feb 2014 (13y) | Less than 5% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Scpmg Keogh Plan | Southern California Permanente Medical Group | 11,088 | $7.9B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 958 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $672M (63% of AUM) Jul 2026
- Northern Trust $461M (43% of AUM) Mar 2023
- Merrill Lynch $231M (22% of AUM) Jul 2026
- Charles Schwab & Co. $135M (13% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗