Pinkerton Wealth, Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.3B
- Clients
- 1,262
- Avg AUM / client
- $1.1M
- Accounts
- 13,361
- Employees
- 49
AUM over time
Annual snapshots from Form ADV filings · as of Jul 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 847 | $320M | 22.2% |
| High net worth individuals | 386 | $989M | 68.7% |
| Pension and profit sharing plans | 29 | $130M | 9.06% |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | — | — |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Walter Pinkerton | Managing Member/President | CFP | Sep 1996 (30y) | 50% – 75% of Daniel W. And Katherine E. Pinkerton Living Trust (indirect) |
| Pinkerton, Kathryn, Elaine | Vice President/Member | Sep 1996 (30y) | 50% – 75% of Daniel W. And Katherine E. Pinkerton Living Trust (indirect) | |
| Ronald Lee Glendening | Chief Operating Officer | CFP | Jun 2010 (16y) | Less than 5% |
| Gery Joseph Sadzewicz | Chief Compliance Officer | Jan 2014 (13y) | Less than 5% | |
| Nicholas Halver Helgeson | Registered representative | CFP | Dec 2013 (13y) | |
| Benjamin Lee Glendening | Registered representative | CFP | Oct 2021 (5y) | |
| Nathaniel Joseph Collier | Registered representative | Oct 2021 (5y) | ||
| Daniel P Ostlund | Registered representative | Mar 2023 (3y) | ||
| Brett J. Redd | Registered representative | Aug 2024 (2y) | ||
| Anthony Michael Roylance | Registered representative | Aug 2024 (2y) | ||
| Sheri Mahealani Robello Cabral | Registered representative | Nov 2024 (2y) | ||
| Clifford Mathew Robello | Registered representative | CFP | Dec 2024 (2y) | |
| Joshua William Brands | Registered representative | Apr 2025 (1y) | ||
| Polly Marie Stoecklein | Registered representative | CFP | Oct 2025 (1y) | |
| Robert Seth Olsen | Registered representative | Jan 2026 (1y) | ||
| Hans Caparas Medina | Registered representative | Mar 2026 (0y) | ||
| Christopher Jason Wootton | Registered representative | Chartered Financial Consultant | Mar 2026 (0y) | |
| Dudley Irwin Lehmer | Registered representative | Mar 2026 (0y) | ||
| Richard Thomas Breedlove | Registered representative | Jun 2026 (0y) | ||
| Kristopher Lawrence Whipple | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pinkerton Family Heritage Limited Partnership | Member | Sep 1996 | A | 25% – 50% |
| Pinkerton Financial Corporation, Inc. | Member | Sep 1996 | A | 25% – 50% |
| Pinkerton Investments, Inc. | Member | Sep 1996 | A | 25% – 50% |
| Daniel W. And Kathryn E. Pinkerton Living Trust | Owner | Sep 1996 | B | 75% or more of Pinkerton Financial Corporation (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/06/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.3B (91% of AUM) Jul 2026
- Assetmark Trust Company $18.1M (1% of AUM) Jul 2026
- Asset Mark $18.1M (1% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 06, 2026.
View current Form ADV (SEC/IAPD) ↗