Websterrogers Financial Advisors, Llc
- Regulatory AUM
- $461M
- Discretionary
- $460M
- Clients
- 328
- Avg AUM / client
- $1.4M
- Accounts
- 810
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 242 | $84.3M | 18.3% |
| High net worth individuals | 73 | $346M | 75.2% |
| Pension and profit sharing plans | 13 | $3.9M | 0.85% |
| Charitable organizations | Fewer than 5 clients | $14.8M | 3.22% |
| Corporations and other businesses | Fewer than 5 clients | $11.2M | 2.43% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Palmetto Moon 401(k) Plan Palmetto Moon, Llc | 2024 | |
| Ard Trucking Co., Inc. 401(k) Plan Ards | 2024 | |
| Coastal Eye Group, Pc 401(k) Profit Sharing Plan Coastal Eye Group, Pc | 2024 |
People (18)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rozier, James, Elwyn | Member | Jan 1999 (28y) | Less than 5% | |
| Way, Wesley, Allen | Member | Jan 1999 (28y) | 5% – 10% | |
| Wrobel, Anthony, Chester | Member | Jan 1999 (28y) | 5% – 10% | |
| Creech,Jr, Bobby, Ryon | Member, Director | Jan 2000 (27y) | 5% – 10% | |
| Holladay, Stephen, Myers | Member | Jan 2000 (27y) | 5% – 10% | |
| Fitzsimmons, Thomas, Edward | Member | Jan 2001 (26y) | 5% – 10% | |
| Leahey, John, Joseph | Member, Director | Jan 2004 (23y) | 5% – 10% | |
| Amy Marie Fisher | Managing Member, Director | CFP | Jul 2007 (19y) | 5% – 10% |
| Adkins, Ellen, Kyle Helm | Member | Jan 2009 (18y) | 5% – 10% | |
| Talbert, Charles, Laney | Member | Jul 2013 (13y) | Less than 5% | |
| Tilton, Robert, Marion | Member | Jan 2015 (12y) | 5% – 10% | |
| Jones, Dana, Mccutcheon | Cco/Coo | Aug 2017 (9y) | Less than 5% | |
| Jessica Renee Harrington | Registered representative | Aug 2015 (11y) | ||
| Alexander Noel Rasmussen | Registered representative | CFA | Nov 2017 (9y) | |
| William Daniel Hardaway | Registered representative | CFP Personal Financial Specialist | Nov 2017 (9y) | |
| Drake Lemond Wright | Registered representative | Apr 2019 (7y) | ||
| Carson David Strom | Registered representative | CFA | Nov 2021 (5y) | |
| William Glass Miles | Registered representative | Oct 2024 (2y) |
Undisclosed: 0% – 55% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Palmetto Moon 401(k) Plan | Palmetto Moon, Llc | 268 | $2.8M | 01/01/2024 |
| Ard Trucking Co., Inc. 401(k) Plan | Ards | 200 | $1.6M | 01/01/2024 |
| Coastal Eye Group, Pc 401(k) Profit Sharing Plan | Coastal Eye Group, Pc | 77 | — | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $461M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.
View current Form ADV (SEC/IAPD) ↗