Northern Financial Advisors, Inc.
- Regulatory AUM
- $684M
- Discretionary
- $684M
- Clients
- 324
- Avg AUM / client
- $2.1M
- Accounts
- 1,957
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 29, 2026
Investments (13F portfolio — 105 positions, $137,154,445)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | State Str Spdr S&P 500 Etf T | TR UNIT | $10,969,649 | 16,867 | 8.0% | 1.6% |
| 2 | Walmart Inc | COM | $5,519,298 | 44,410 | 4.02% | 0.81% |
| 3 | Broadcom Inc | COM | $4,787,506 | 15,468 | 3.49% | 0.7% |
| 4 | Apple Inc | COM | $4,757,966 | 18,747 | 3.47% | 0.7% |
| 5 | Microsoft Corp | COM | $4,729,671 | 12,777 | 3.45% | 0.69% |
| 6 | State Str Spdr Dow Jones Ind | UT SER 1 | $4,315,484 | 9,317 | 3.15% | 0.63% |
| 7 | Exxon Mobil Corp | COM | $4,230,823 | 24,937 | 3.08% | 0.62% |
| 8 | Nvidia Corporation | COM | $4,165,715 | 23,886 | 3.04% | 0.61% |
| 9 | Netflix Inc. | COM | $4,043,048 | 42,049 | 2.95% | 0.59% |
| 10 | Caterpillar Inc | COM | $3,657,063 | 5,162 | 2.67% | 0.53% |
| 11 | Jpmorgan Chase & Co | COM | $3,159,283 | 10,740 | 2.3% | 0.46% |
| 12 | Goldman Sachs Group Inc | COM | $3,133,564 | 3,704 | 2.28% | 0.46% |
| 13 | American Express Co | COM | $2,618,623 | 8,657 | 1.91% | 0.38% |
| 14 | Invesco Qqq Tr | UNIT SER 1 | $2,168,586 | 3,758 | 1.58% | 0.32% |
| 15 | Nvr Inc | COM | $2,009,898 | 305 | 1.47% | 0.29% |
| 16 | Rtx Corporation | COM | $1,977,231 | 10,250 | 1.44% | 0.29% |
| 17 | Travelers Companies Inc | COM | $1,937,337 | 6,642 | 1.41% | 0.28% |
| 18 | Coca Cola Co | COM | $1,927,622 | 25,347 | 1.41% | 0.28% |
| 19 | Oracle Corp | COM | $1,888,024 | 12,834 | 1.38% | 0.28% |
| 20 | International Business Machs | COM | $1,790,108 | 7,385 | 1.31% | 0.26% |
| 21 | Visa Inc | COM CL A | $1,778,027 | 5,883 | 1.3% | 0.26% |
| 22 | Eli Lilly & Co | COM | $1,767,798 | 1,922 | 1.29% | 0.26% |
| 23 | 3 M Co | COM | $1,650,253 | 11,363 | 1.2% | 0.24% |
| 24 | Cisco Sys Inc | COM | $1,557,305 | 20,071 | 1.14% | 0.23% |
| 25 | Meta Platforms Inc | CL A | $1,526,469 | 2,668 | 1.11% | 0.22% |
Top 25 of 105 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 136 | $61.1M | 8.94% |
| High net worth individuals | 188 | $623M | 91.1% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christine Isham | President | CFP | May 2002 (24y) | 75% or more |
| David Werner Lentz | Chief Compliance Officer | CFP | May 2002 (24y) | Less than 5% |
| Isham, Patrik, Cody | Treasurer | Jan 2023 (4y) | Less than 5% | |
| Andrew Michael Mc Lane | Registered representative | CFP | Jan 2016 (11y) | |
| Dominic Robert Arnold | Registered representative | CFP | Nov 2020 (6y) | |
| Dominik Isham | Registered representative | CFP | Jan 2025 (2y) | |
| Sabrina Isham | Registered representative | CFP | Jun 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/29/2026 | 911 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $664M (97% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 29, 2026.
View current Form ADV (SEC/IAPD) ↗