3000 Management, Inc.
- Regulatory AUM
- $521M
- Discretionary
- $521M
- Clients
- 7
- Avg AUM / client
- $74.4M
- Accounts
- 7
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 7 | $521M | 100.0% |
Private funds (5)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $558M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Paul Capital Partners Ix, Lp master | Private Equity Fund | Delaware | $512M | 104 |
| Paul Capital Partners Viii C, Lp master | Private Equity Fund | Delaware | $19.3M | 46 |
| Paul Capital Town Street Partners Lp | Private Equity Fund | Delaware | $14.2M | 2 |
| Paul Capital Partners Viii A, Lp | Private Equity Fund | Delaware | $10.4M | 60 |
| Paul Capital Partners Viii B, Lp | Private Equity Fund | Delaware | $2.2M | 3 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| De Weese, David, H | Elected Manager | Sep 2004 (22y) | GP / trustee / elected manager of Paul Capital Advisors, L.L.C. (indirect) | |
| Jensen, Philip, J | Elected Manager | Sep 2004 (22y) | GP / trustee / elected manager of Paul Capital Advisors, L.L.C. (indirect) | |
| Rico, Guy | Elected Manager | Sep 2004 (22y) | GP / trustee / elected manager of Paul Capital Advisors, L.L.C. (indirect) | |
| Mulderry, Daniel, Patrick | Elected Manager | Jan 2013 (14y) | GP / trustee / elected manager of Paul Capital Advisors, L.L.C. (indirect) | |
| Small, Elaine, Luchak | Elected Manager | Jan 2013 (14y) | GP / trustee / elected manager of Paul Capital Advisors, L.L.C. (indirect) | |
| Schwed, Randall, Clay | Elected Manager | Oct 2014 (12y) | Less than 5% | |
| Wong, Debbie, Au | Elected Manager | Oct 2014 (12y) | GP / trustee / elected manager of Paul Capital Advisors, L.L.C. (indirect) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Paul Capital Advisors, L.L.C. | Shareholder | Sep 2004 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (5, $558M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Paul Capital Partners Ix, Lp | Private Equity Fund | $512M | $10.0M | 104 |
| Paul Capital Partners Viii C, Lp | Private Equity Fund | $19.3M | $10.0M | 46 |
| Paul Capital Town Street Partners Lp | Private Equity Fund | $14.2M | $0 | 2 |
| Paul Capital Partners Viii A, Lp | Private Equity Fund | $10.4M | $10.0M | 60 |
| Paul Capital Partners Viii B, Lp | Private Equity Fund | $2.2M | $10.0M | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 2.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • REIMBURSEMENT OF CERTAIN COSTS
Services
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗