Network 1 Financial Advisors Inc.
- Regulatory AUM
- $51.0M
- Discretionary
- $31.2M
- Clients
- 64
- Avg AUM / client
- $797K
- Accounts
- 101
- Employees
- 17
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 26 | $6.6M | 12.9% |
| High net worth individuals | 35 | $23.8M | 46.7% |
| Pension and profit sharing plans | 2 | $20.5M | 40.2% |
| Charitable organizations | 1 | $83.2K | 0.16% |
| Other | Fewer than 5 clients | — | — |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Richard Hunt | Registered representative | May 2003 (23y) | ||
| Miguel De Leon Zarraga | Registered representative | Jan 2026 (1y) | ||
| Stephen Litwok | Registered representative | Jan 2026 (1y) | ||
| Alice Cecilia Mckeon | Registered representative | Jan 2026 (1y) | ||
| Erli Wang | Registered representative | Jan 2026 (1y) | ||
| Gregory William Melendez | Registered representative | Jan 2026 (1y) | ||
| Osbert Hewin Haynes | Registered representative | Jan 2026 (1y) | ||
| Christian Manuel Herrera | Registered representative | Jan 2026 (1y) | ||
| Horace Damien Riley | Registered representative | Jan 2026 (1y) | ||
| William Colbert Heming | Registered representative | Jan 2026 (1y) | ||
| Robert Anthony Yrshus | Registered representative | Jan 2026 (1y) | ||
| Eric Edward Nicolassy | Registered representative | Feb 2026 (1y) | ||
| Kevin Christopher Kearns | Registered representative | Mar 2026 (0y) | ||
| Katrina Anne Golden | Registered representative | Mar 2026 (0y) | ||
| Gary Steven Kurtzman | Registered representative | Mar 2026 (0y) | ||
| Robert Telfer Swikart | Registered representative | Mar 2026 (0y) | ||
| Richard Herbert Neubert | Registered representative | Mar 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 1.67 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Alliance Trust Company $19.7M (39% of AUM) Jul 2026
- Axos Clearing $15.6M (31% of AUM) Jul 2026
- SEI Private Trust $12.6M (25% of AUM) Jul 2026
- Assetmark Brokerage, Llc $3.1M (6% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 03, 2026.
View current Form ADV (SEC/IAPD) ↗