Mutual Trust Asset Mgmt., Inc.
- Regulatory AUM
- $58.4M
- Discretionary
- $58.4M
- Clients
- 120
- Avg AUM / client
- $486K
- Accounts
- 120
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of May 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 112 | $30.4M | 52.0% |
| High net worth individuals | 8 | $28.0M | 48.0% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Calton, Derek, Jay | Vice President/Director | Oct 2024 (2y) | Less than 5% | |
| Ciccati, Randall, Lee | Ceo/Director | Oct 2024 (2y) | Less than 5% | |
| Dwayne Kent Calton | President/Director | Oct 2024 (2y) | Less than 5% | |
| Fernando Fussa Ocasio | Cfo | Oct 2024 (2y) | Less than 5% | |
| Paul Reid Richardson | Coo | Oct 2024 (2y) | Less than 5% | |
| Rameshwar Singh | President Of Advisory Services/Director/Secretary | Oct 2024 (2y) | Less than 5% | |
| Saad Rahmouni Idrissi | Cco | Oct 2024 (2y) | Less than 5% | |
| Jed E Bandes | Registered representative | CFP Chartered Financial Consultant | Sep 2002 (24y) | |
| Matthew Emil Marone | Registered representative | CFP | Nov 2024 (2y) | |
| Robert Karl Riley | Registered representative | Dec 2024 (2y) | ||
| Keith Alan Golden | Registered representative | Dec 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Calton & Associates, Inc. | Shareholder | Oct 2024 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/11/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • FINANCIAL PLANNING & ADVISORY
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $163M (67% of AUM) Oct 2024
- Hilltop Securities Inc. $38.1M (65% of AUM) May 2026
- Charles Schwab & Co. $16.9M (29% of AUM) May 2026
- Ascensus Trust Company $565K (0% of AUM) Jan 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 11, 2026.
View current Form ADV (SEC/IAPD) ↗