AUMdb

Challenger Wealth Management

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 121498 · SEC file 801-130287 · Aliso Viejo, CA · www.linkedin.com
☆ Save with Pro ADV data as of Mar 10, 2026
Regulatory AUM
$276M
Discretionary
$276M
Clients
263
Avg AUM / client
$1.0M
Accounts
563
Employees
3

AUM over time

$177M $276M
Apr 16, 2024 Mar 10, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 10, 2026

Investments (13F portfolio — 58 positions, $125,150,336)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Capital Group Dividend Value SHS CREATION UNI $20,156,528 473,825 16.1% 7.32%
2 Capital Group Growth Etf SHS CREATION UNI $17,851,810 444,185 14.3% 6.48%
3 Capital Group Core Equity Et SHS CREATION UNI $10,165,470 264,588 8.12% 3.69%
4 Apple Inc COM $5,215,290 20,550 4.17% 1.89%
5 Exxon Mobil Corp COM $4,784,672 28,202 3.82% 1.74%
6 Tesla Inc COM $4,278,099 11,508 3.42% 1.55%
7 Capital Group Core Balanced SHS $4,277,035 124,296 3.42% 1.55%
8 Ares Capital Corp COM $4,057,742 225,180 3.24% 1.47%
9 Chevron Corporation COM $3,894,849 18,825 3.11% 1.41%
10 Nvidia Corporation COM $3,736,786 21,427 2.99% 1.36%
11 Amazon Com Inc COM $3,632,229 17,440 2.9% 1.32%
12 Microsoft Corp COM $3,115,841 8,417 2.49% 1.13%
13 Alphabet Inc CAP STK CL A $2,782,537 9,676 2.22% 1.01%
14 Costco Wholesale Corporation COM $2,384,326 2,393 1.91% 0.87%
15 Broadcom Inc COM $2,199,026 7,105 1.76% 0.8%
16 Taiwan Semiconductor Manufac SPONSORED ADS $1,725,911 5,107 1.38% 0.63%
17 Visa Inc COM CL A $1,588,862 5,257 1.27% 0.58%
18 Ishares Tr SELECT DIVID ETF $1,496,536 9,884 1.2% 0.54%
19 Tjx Cos Inc New COM $1,492,498 9,346 1.19% 0.54%
20 Lockheed Martin Corp COM $1,466,844 2,427 1.17% 0.53%
21 Procter & Gamble Co COM $1,379,500 9,551 1.1% 0.5%
22 Trane Technologies Plc SHS $1,223,965 2,937 0.98% 0.44%
23 Jpmorgan Chase & Co COM $1,174,133 3,991 0.94% 0.43%
24 T Mobile Us Inc COM $1,162,159 5,533 0.93% 0.42%
25 Home Depot Inc COM $1,138,993 3,463 0.91% 0.41%

Top 25 of 58 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 149 $49.0M 17.8%
High net worth individuals 89 $197M 71.4%
Charitable organizations 21 $25.0M 9.09%
Corporations and other businesses 4 $4.9M 1.76%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Challenger, Donald, Stewart Vice President Dec 2002 (24y) Less than 5%
Nancy Haines Challenger President, Cco Dec 2002 (24y) 75% or more
Crisanto, Francisco, Javier Vice President Mar 2024 (2y) Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/10/2026 992 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory · Item 11.D(2), 11.D(4) as of Oct 29, 2024

Allegations: ON JANUARY 8, 2020, RESPONDENT APPLIED FOR REGISTRATION WITH THE SECURITIES COMMISSIONER AS AN INVESTMENT ADVISER. FROM FEBRUARY 2019 THROUGH MARCH 2020, RESPONDENT VIOLATED SECTION 12.B OF THE TEXAS SECURITIES ACT BY RENDERING SERVICES AS AN INVESTMENT ADVISER IN TEXAS AT A TIME WHEN RESPONDENT WAS NOT REGISTERED WITH THE SECURITIES COMMISSIONER AS AN INVESTMENT ADVISER AND WAS NO LONGER EXEMPT FROM REGISTRATION REQUIREMENTS. Status: Final Sanction Detail: IT IS FURTHER ORDERED THAT CHALLENGER WEALTH MANAGEMENT SHALL PAY AN ADMINISTRATIVE FINE IN THE AMOUNT OF FIVE THOUSAND DOLLARS ($5,000.00). PAYMENT SHALL BE MADE BY DELIVERY OF A CASHIER'S CHECK TO THE SECURITIES COMMISSIONER IN THE AMOUNT OF FIVE THOUSAND DOLLARS($5,000.00), PAYABLE TO THE STATE OF TEXAS, CONTEMPORANEOUSLY WITH THE DELIVERY OF THIS ORDER. Summary: THE CIVIL AND ADMINISTRATIVE PENALTY/FINE HAS BEEN PAID.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Other fees
  • PERCENTAGE FEE FOR ASSETS WITH THIRD PARTY MANAGER

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.

View current Form ADV (SEC/IAPD) ↗