Simcoe Capital, Llc
- Regulatory AUM
- $109M
- Discretionary
- $109M
- Clients
- 13
- Avg AUM / client
- $8.4M
- Accounts
- 16
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 13 | $5.6M | 5.1% |
| State or municipal government entities | Fewer than 5 | $104M | 94.9% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bennett, Tony, Lewis | Member | Jan 2001 (26y) | 10% – 25% | |
| Richard Scott Beaven | Member | CFA | Apr 2002 (24y) | 25% – 50% |
| Krebs, David, Carl | Member | Nov 2004 (22y) | 10% – 25% | |
| Colin Thomas Kelly | Member / Chief Compliance Officer | CFA | Oct 2020 (6y) | 25% – 50% |
| Alisa Janell Martin | Registered representative | Jan 2025 (2y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/11/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $104M (95% of AUM) Jul 2026
- Citigroup Global Markets Inc. $30.0M (27% of AUM) Jul 2026
- State Street $25.6M (45% of AUM) Oct 2020
- Charles Schwab & Co. $2.5M (2% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗