Capital Strategies, Inc.
- Regulatory AUM
- $41.1M
- Discretionary
- $41.1M
- Clients
- 84
- Avg AUM / client
- $489K
- Accounts
- 140
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 67 | $14.4M | 35.1% |
| High net worth individuals | 13 | $25.9M | 62.9% |
| Charitable organizations | 4 | $808K | 1.97% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Silver Cross Hospital & Medical Centers Employees' 401(k) Retirement Savings Plan Silver Cross Hospital & Medical Centers | 2024 | |
| Zurn Elkay 401(k) Plan Zurn Llc | 2024 | |
| The Nassau Companies Of New York Employee Pension Plan The Nassau Companies Of New York | 2024 | |
| Clifford Chance Us Llp Partner Pension Plan Ii Clifford Chance Us Llp | 2024 | |
| Bethpage Federal Credit Union Pension Plan Bethpage Federal Credit Union | 2024 | |
| Clifford Chance Us Llp Partner Pension Plan I Clifford Chance Us Llp | 2024 | |
| Great Lakes Dredge & Dock Company, Llc 401(k) Savings Plan Great Lakes Dredge & Dock Company, Llc | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Frank David Bixler | Registered representative | CFP | Dec 1999 (27y) | |
| Jeffrey Paul Degeeter | Registered representative | Mar 2003 (23y) | ||
| Richard C. Nye | Registered representative | Apr 2008 (18y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (7)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Silver Cross Hospital & Medical Centers Employees' 401(k) Retirement Savings Plan | Silver Cross Hospital & Medical Centers | 3,336 | $295M | 01/01/2024 |
| Zurn Elkay 401(k) Plan | Zurn Llc | 1,777 | $367M | 01/01/2024 |
| The Nassau Companies Of New York Employee Pension Plan | The Nassau Companies Of New York | 142 | $487M | 01/01/2024 |
| Clifford Chance Us Llp Partner Pension Plan Ii | Clifford Chance Us Llp | 92 | $28.1M | 01/01/2024 |
| Bethpage Federal Credit Union Pension Plan | Bethpage Federal Credit Union | 152 | $114M | 01/01/2024 |
| Clifford Chance Us Llp Partner Pension Plan I | Clifford Chance Us Llp | 92 | $28.1M | 01/01/2024 |
| Great Lakes Dredge & Dock Company, Llc 401(k) Savings Plan | Great Lakes Dredge & Dock Company, Llc | 389 | $217M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $33.6M (82% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗