Probity Advisors, Inc.
- Regulatory AUM
- $859M
- Discretionary
- $858M
- Clients
- 567
- Avg AUM / client
- $1.5M
- Accounts
- 1,144
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 391 | $131M | 15.2% |
| High net worth individuals | 152 | $532M | 61.9% |
| Pension and profit sharing plans | 14 | $91.4M | 10.6% |
| Charitable organizations | 5 | $12.9M | 1.5% |
| Corporations and other businesses | 5 | $92.7M | 10.8% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Silver Star Construction Company, Inc. 401(k) Salary Deferral Savings Plan Silver Star Construction Company, Inc. | 2024 | |
| Hill & Wilkinson Construction Group, Ltd. 401(k) Plan Hill & Wilkinson Construction Group, Ltd | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ozanne, Linda, M. | Secretary | Oct 1984 (42y) | Less than 5% | |
| Porter Louis Ozanne | President/Chairman Of Board/Chief Executive Officer | Chartered Financial Consultant | Oct 1984 (42y) | Less than 5% |
| Christopher Tyler Sorrow | Vice President/Chief Compliance Officer/Board Member/Chief Operations Officer/Chief Financial Officer | CFA | Jan 2003 (24y) | Less than 5% |
| Johnson, Russell, Simms | Trustee Of Probity Shareholder Trust Dtd 7/6/2005 | Jul 2005 (21y) | Less than 5% | |
| Adam Andrew Bronson | Registered representative | CFP CFA | Mar 2005 (21y) | |
| Marcus Whitney Magers | Registered representative | CFP | Mar 2012 (14y) | |
| Marshall Tyler Ozanne | Registered representative | CFP | Oct 2023 (3y) | |
| Phillip Maxwell | Registered representative | Feb 2024 (3y) | ||
| David Colyer Rea | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Probity Shareholders Trust Dtd 07/06/2005 | Trust | Jul 2005 | A | 75% or more |
| The Porter L. Ozanne And Linda M. Ozanne Joint Living Trust Dated 10/30/84 & Any Amendments Thereto | Trust | Jul 2005 | B | 50% – 75% of The Probity Shareholders Trust Dtd 7/06/2005 (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Silver Star Construction Company, Inc. 401(k) Salary Deferral Savings Plan | Silver Star Construction Company, Inc. | 203 | $9.2M | 01/01/2024 |
| Hill & Wilkinson Construction Group, Ltd. 401(k) Plan | Hill & Wilkinson Construction Group, Ltd | 405 | $44.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $499M (58% of AUM) Mar 2026
- Charles Schwab & Co. $131M (15% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗