N
N
Institutional / Pension Advisor · Small ($100M–$1B)
CRD 122269
·
☆ Save with Pro
ADV data as of Oct 30, 2025
- Regulatory AUM
- $667M
- Discretionary
- $220M
- Clients
- 314
- Avg AUM / client
- $2.1M
- Accounts
- 321
- Employees
- 7
AUM over time
$138M
$667M
Feb 29, 2016
Oct 30, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Oct 30, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 142 | $50.0M | 7.49% |
| High net worth individuals | 69 | $163M | 24.4% |
| Pension and profit sharing plans | 103 | $449M | 67.4% |
| Charitable organizations | Fewer than 5 | $4.5M | 0.68% |
| Corporations and other businesses | Fewer than 5 | $289K | 0.04% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Ascensus Trust Company $226M (34% of AUM) Oct 2025
- Charles Schwab & Co. $198M (30% of AUM) Oct 2025
- J.P. Morgan $84.3M (13% of AUM) Oct 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 30, 2025.