AUMdb

Fmb Wealth Management

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 122309 · SEC file 801-61556 · Westlake Village, CA · WWW.FACEBOOK.COM
☆ Save with Pro ADV data as of Apr 28, 2026
Regulatory AUM
$616M
Discretionary
$616M
Clients
324
Avg AUM / client
$1.9M
Accounts
958
Employees
12

AUM over time

$126M $616M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Apr 28, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 199 $84.9M 13.8%
High net worth individuals 125 $528M 85.8%
Charitable organizations Fewer than 5 clients $2.3M 0.37%
Corporations and other businesses Fewer than 5 clients $260K 0.04%

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Debra Annette Fields President, Cfo CFP May 2001 (25y) 50% – 75%
Grant E Blindbury Partner, Director CFP Mar 2006 (20y) 10% – 25%
Jeremy James Fields Partner, Director CFP Dec 2012 (14y) Less than 5%
David Ray Howerton Chief Compliance Officer Jul 2018 (8y) Less than 5%
Daniel Laurence Mock Registered representative CFP Oct 2014 (12y)
Andrew Jakob Miller Registered representative Nov 2016 (10y)
Jake L Berman Registered representative Feb 2018 (8y)
Brandon Michael Berges Registered representative Jun 2026 (0y)

Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/28/2026 1.03 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 28, 2026.

View current Form ADV (SEC/IAPD) ↗