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Investment Adviser · Mid-sized ($1B–$10B)
CRD 122337
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ADV data as of Feb 27, 2025
- Regulatory AUM
- $1.4B
- Discretionary
- $0
- Clients
- 19
- Avg AUM / client
- $73.3M
- Accounts
- 19
- Employees
- 73
AUM over time
$25.0M
$12.4B
Feb 16, 2012
Feb 27, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 27, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | 9 | $103M | 7.38% |
| State or municipal government entities | 1 | $38.5M | 2.76% |
| Other | 9 | $1.3B | 89.9% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Fixed fees
- • Other fees
- • FEES BASED ON MORTGAGE LOAN SALES
Services
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 27, 2025.