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Institutional / Pension Advisor · Small ($100M–$1B)
CRD 122434
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ADV data as of Mar 26, 2025
- Regulatory AUM
- $200M
- Discretionary
- $200M
- Clients
- 58
- Avg AUM / client
- $3.4M
- Accounts
- 63
- Employees
- 5
AUM over time
$120M
$328M
May 2017
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 26, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 13 | $699K | 0.35% |
| High net worth individuals | 2 | $11.8M | 5.91% |
| Pension and profit sharing plans | 42 | $176M | 88.1% |
| Corporations and other businesses | 1 | $11.3M | 5.64% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • A PERCENTAGE OF PLAN ASSETS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- SEI Private Trust $87.2M (30% of AUM) Mar 2024
- Tiaa Cref Individual & Institutional Services, Llc $60.7M (30% of AUM) Mar 2025
- Empower Financial Services, Inc. $38.6M (19% of AUM) Mar 2025
- Matrix Executions, Llc $38.0M (14% of AUM) Mar 2023
- Vanguard Marketing Corporation $31.7M (16% of AUM) Mar 2025
- Matrix Trust Company $30.5M (15% of AUM) Mar 2025
- Charles Schwab & Co. $23.7M (12% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2025.