Nadler Financial Group, Inc.
- Regulatory AUM
- $2.2B
- Discretionary
- $2.2B
- Clients
- 1,072
- Avg AUM / client
- $2.0M
- Accounts
- 3,212
- Employees
- 28
AUM over time
Annual snapshots from Form ADV filings · as of Jul 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 589 | $198M | 9.06% |
| High net worth individuals | 437 | $1.8B | 82.6% |
| Pension and profit sharing plans | 18 | $51.8M | 2.37% |
| Charitable organizations | Fewer than 5 clients | $731K | 0.03% |
| Corporations and other businesses | 28 | $130M | 5.94% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Magid Glove And Safety Manufacturing Company, Llc 401(k) And Profit Sharing Plan Magid Glove & Safety Manufacturing Company, Llc | 2024 | |
| Ctc Trading Group, L.L.C. 401(k) Plan And Retirement Trust Ctc Trading Group, Llc | 2024 | |
| Advacare Systems, Inc. 401(k) Retirement Plan Advacare Systems, Inc. | 2024 | |
| Blitt & Gaines, P.C. Profit Sharing Plan And Trust Blitt And Gaines, P.C. | 2024 | |
| Concept Laboratories, Inc. 401(k) Profit Sharing Plan Concept Laboratories, Inc. | 2024 | |
| Iti Intermodal 401(k) Retirement Plan Iti Intermodal, Inc. | 2024 | |
| Mw&E Savings And Retirement Plan Mcdermott Will & Emery Llp | 2024 |
People (18)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Aaron Nadler | Owner / President / Chief Compliance Officer | CFP Personal Financial Specialist | Aug 1998 (28y) | 75% or more |
| Katie Marie Krase | Shareholder | Jun 2011 (15y) | Less than 5% | |
| Rebecca Sarah Raff | Shareholder | CFP | Jan 2012 (15y) | Less than 5% |
| David Kaifel Rosenberg | Co Chief Investment Officer And Shareholder | Jan 2013 (14y) | Less than 5% | |
| Philip Bernard Sloan | Shareholder And Senior Wealth Manager | CFP Chartered Financial Consultant Personal Financial Specialist | Jan 2018 (9y) | Less than 5% |
| Di Giulio, Margaret, Suzanne | Shareholder And Chief Operating Officer | Jan 2024 (3y) | Less than 5% | |
| Dutile, Daniel, James | Shareholder And Senior Wealth Manager | Jan 2024 (3y) | Less than 5% | |
| Gregory William Foss | Registered representative | Jun 2019 (7y) | ||
| Cynthia Louise Schulze | Registered representative | Mar 2022 (4y) | ||
| Alan Robert Chambers | Registered representative | Mar 2022 (4y) | ||
| Eric James Miller | Registered representative | CFP | Feb 2023 (3y) | |
| William Paul Clark | Registered representative | CFP | Mar 2023 (3y) | |
| Timothy Herbert Hattendorf | Registered representative | May 2024 (2y) | ||
| Ari Max Nadler | Registered representative | Aug 2024 (2y) | ||
| Nancy Jane Fehrenbach | Registered representative | CFP CFA | Jun 2025 (1y) | |
| Kimberly Tsarpalas Stacy | Registered representative | Jun 2025 (1y) | ||
| Zachary John Zewiske | Registered representative | CFP | Nov 2025 (1y) | |
| Samuel Michael Velblum | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (7)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Magid Glove And Safety Manufacturing Company, Llc 401(k) And Profit Sharing Plan | Magid Glove & Safety Manufacturing Company, Llc | 715 | $60.1M | 01/01/2024 |
| Ctc Trading Group, L.L.C. 401(k) Plan And Retirement Trust | Ctc Trading Group, Llc | 652 | $352M | 01/01/2024 |
| Advacare Systems, Inc. 401(k) Retirement Plan | Advacare Systems, Inc. | 438 | $17.7M | 01/01/2024 |
| Blitt & Gaines, P.C. Profit Sharing Plan And Trust | Blitt And Gaines, P.C. | 245 | $14.5M | 01/01/2024 |
| Concept Laboratories, Inc. 401(k) Profit Sharing Plan | Concept Laboratories, Inc. | 119 | $3.5M | 01/01/2024 |
| Iti Intermodal 401(k) Retirement Plan | Iti Intermodal, Inc. | 362 | $8.7M | 01/01/2024 |
| Mw&E Savings And Retirement Plan | Mcdermott Will & Emery Llp | 1,979 | $1.4B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 869 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $2.2B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.
View current Form ADV (SEC/IAPD) ↗