Kassouf Wealth Advisors, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 122683
· SEC file 801-67293
· Birmingham, AL
· KASSOUFWEALTH.COM
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ADV data as of Mar 20, 2026
- Regulatory AUM
- $471M
- Discretionary
- $471M
- Clients
- 237
- Avg AUM / client
- $2.0M
- Accounts
- 440
- Employees
- 10
AUM over time
$118M
$471M
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 86 | $25.2M | 5.34% |
| High net worth individuals | 112 | $337M | 71.6% |
| Pension and profit sharing plans | 39 | $105M | 22.3% |
| Charitable organizations | Fewer than 5 clients | $3.2M | 0.68% |
| Corporations and other businesses | Fewer than 5 clients | $559K | 0.12% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Paul Kassouf | Member | CFP | Dec 1999 (27y) | 50% – 75% |
| Gerard Joseph Kassouf | Member | CFP | Dec 1999 (27y) | 50% – 75% |
| Shannon Jon Pike | Chief Compliance Officer | CFP | Nov 2022 (4y) | Less than 5% |
| Michelle Grunewald Pike | Registered representative | CFP | Sep 2003 (23y) | |
| Jonathan Gerard Kassouf | Registered representative | Personal Financial Specialist | Jan 2020 (7y) | |
| Caroline Calton Gayle | Registered representative | CFP | Mar 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $377M (80% of AUM) Mar 2026
- Matrix Trust Company $94.3M (20% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗