Investment Management Consultants
- Regulatory AUM
- $440M
- Discretionary
- $142M
- Clients
- 185
- Avg AUM / client
- $2.4M
- Accounts
- 437
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 147 | $38.5M | 8.76% |
| High net worth individuals | 33 | $103M | 23.4% |
| Pension and profit sharing plans | 1 | $2.9M | 0.66% |
| Other | 4 | $296M | 67.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Culinary And Bartenders 401(k) Plan Trustees Of The Culinary And Bartenders 401(k) Trust | 2024 | |
| Culinary Workers Local 226 Retirement Savings Plan Culinary Workers Local 226 | 2024 | |
| Inside Real Estate 401(k) Plan Insidere, Llc | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bradley Winston Davies | President | Oct 1999 (27y) | 50% – 75% | |
| Gary Norris Miller | Cfo / Chief Compliance Officer | Oct 1999 (27y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Culinary And Bartenders 401(k) Plan | Trustees Of The Culinary And Bartenders 401(k) Trust | 126,444 | $246M | 01/01/2024 |
| Culinary Workers Local 226 Retirement Savings Plan | Culinary Workers Local 226 | 131 | $9.8M | 01/01/2024 |
| Inside Real Estate 401(k) Plan | Insidere, Llc | 0 | $0 | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 907 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $222M (50% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗