T&
Turpin & Associates Inc
State-registered
Institutional / Pension Advisor · Boutique (under $100M)
CRD 122841
· Indianapolis, IN
☆ Save with Pro
ADV data as of Jan 29, 2026
- Regulatory AUM
- $6.3M
- Discretionary
- $4.3M
- Clients
- 35
- Avg AUM / client
- $180K
- Accounts
- 23
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 17 | $537K | 8.51% |
| High net worth individuals | 6 | $694K | 11.0% |
| Pension and profit sharing plans | 11 | $5.0M | 79.8% |
| Charitable organizations | 1 | $39.8K | 0.63% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Frank Edward Turpin | Registered representative | Dec 1998 (28y) | ||
| Brian Edward Turpin | Registered representative | Feb 2018 (9y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/29/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 29, 2026.
View current Form ADV (SEC/IAPD) ↗