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Wealth Manager · Small ($100M–$1B)
CRD 122997
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ADV data as of Dec 10, 2025
- Regulatory AUM
- $339M
- Discretionary
- $339M
- Clients
- 284
- Avg AUM / client
- $1.2M
- Accounts
- 574
- Employees
- 7
AUM over time
$83.5M
$339M
Apr 2, 2012
Dec 10, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Dec 10, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 207 | $78.5M | 23.1% |
| High net worth individuals | 68 | $222M | 65.4% |
| Charitable organizations | 9 | $39.1M | 11.5% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $306M (90% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 10, 2025.