Cooney & Associates Inc
State-registered
Institutional / Pension Advisor · Boutique (under $100M)
CRD 123075
· Marlton, NJ
· TWITTER.COM
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ADV data as of Mar 26, 2026
- Regulatory AUM
- $44.2M
- Discretionary
- $17.8M
- Clients
- 36
- Avg AUM / client
- $1.2M
- Accounts
- 64
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 25 | $9.4M | 21.3% |
| High net worth individuals | 1 | $4.6M | 10.3% |
| Pension and profit sharing plans | 10 | $30.2M | 68.3% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Matthew Cooney | Registered representative | CFP | Feb 1991 (35y) | |
| Sean Thomas Cooney | Registered representative | CFP | Oct 2014 (12y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Ascensus Trust Company $26.2M (59% of AUM) Mar 2026
- Charles Schwab & Co. $14.8M (33% of AUM) Mar 2026
- T. Rowe Price (Retirement Plan Services) $579K (1% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗