Sigma Financial, Inc.
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 160
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 19
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2 | — | — |
| High net worth individuals | 158 | — | — |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Russell A. Farrow (U.S.) Inc. 401(k) Plan Russell A. Farrow (U.S.) Inc. | 2024 | |
| Valbruna Stainless, Inc. 401(k) Plan Valbruna Stainless, Inc. | 2024 | |
| Skyspecs 401(k) Plan Skyspecs, Inc. | 2024 | |
| One 401(k) And Profit Sharing Plan Our Next Energy, Inc. | 2024 | |
| Deister Machine Company, Inc. 401 K Salary Reduction Plan And Trust Deister Machine Company, Inc. | 2024 | |
| Onemagnify 401(k) Plan Marketing Associates Llc Dba Onemagnify | 2024 | |
| Lakota Corp. 401(k) Plan Lakota Corp. | 2024 | |
| Technical Services Retirement Plan Computer And Engineering Services, Inc. | 2024 | |
| Wayne Metals, Llc 401(k) Plan Wayne Metals, Llc | 2024 | |
| Super C Group, Llc Employee 401(k) Plan Super C Group, Llc | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gregory Scott Confair | Registered representative | Mar 1991 (35y) | ||
| Elias Isaac | Registered representative | Jan 2013 (14y) | ||
| Kerri Elizabeth Williams | Registered representative | Apr 2019 (7y) | ||
| Katie Heiser | Registered representative | Jul 2019 (7y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (10)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Russell A. Farrow (U.S.) Inc. 401(k) Plan | Russell A. Farrow (U.S.) Inc. | 136 | $5.6M | 01/01/2024 |
| Valbruna Stainless, Inc. 401(k) Plan | Valbruna Stainless, Inc. | 135 | $18.7M | 01/01/2024 |
| Skyspecs 401(k) Plan | Skyspecs, Inc. | 148 | $7.3M | 01/01/2024 |
| One 401(k) And Profit Sharing Plan | Our Next Energy, Inc. | 235 | $8.3M | 01/01/2024 |
| Deister Machine Company, Inc. 401 K Salary Reduction Plan And Trust | Deister Machine Company, Inc. | 315 | $18.6M | 01/01/2024 |
| Onemagnify 401(k) Plan | Marketing Associates Llc Dba Onemagnify | 557 | $58.2M | 01/01/2024 |
| Lakota Corp. 401(k) Plan | Lakota Corp. | 344 | $4.7M | 01/01/2024 |
| Technical Services Retirement Plan | Computer And Engineering Services, Inc. | 2,593 | $29.2M | 01/01/2024 |
| Wayne Metals, Llc 401(k) Plan | Wayne Metals, Llc | 145 | $3.6M | 01/01/2024 |
| Super C Group, Llc Employee 401(k) Plan | Super C Group, Llc | 1,613 | $3.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 08/28/2025 | 984 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
Services
- • Financial planning services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 28, 2025.
View current Form ADV (SEC/IAPD) ↗