AUMdb

Mainstreet Financial Planning, Inc.

State-registered Investment Adviser CRD 123189 · Los Gatos, CA · www.linkedin.com
☆ Save with Pro ADV data as of Apr 28, 2026
Regulatory AUM
Discretionary
Clients
Avg AUM / client
Accounts
Employees
6

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Anna Sergunina Registered representative CFP Jan 2010 (17y)
Cynthia Anne Flannigan Registered representative CFP Oct 2018 (8y)
Katherine Marie Edwards Registered representative CFP Oct 2022 (4y)
Patricia Ann Stallworth Registered representative CFP Apr 2026 (0y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/28/2026 1.06 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Educational seminars/workshops
  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 28, 2026.

View current Form ADV (SEC/IAPD) ↗