Woodfield Financial Advisors, Inc.
- Regulatory AUM
- $230M
- Discretionary
- $204M
- Clients
- 395
- Avg AUM / client
- $582K
- Accounts
- 390
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 245 | $41.4M | 18.0% |
| High net worth individuals | 138 | $161M | 70.1% |
| Pension and profit sharing plans | 6 | $26.3M | 11.4% |
| Charitable organizations | Fewer than 5 clients | $1.1M | 0.46% |
| Insurance companies | 6 | — | — |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Pennsylvania Tourism Signing Trust EIN 236797678 | Harrisburg, PA | 08/31/2025 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Blake Dobbs | Chief Compliance Officer | CFP | Feb 1984 (43y) | 75% or more |
| Donald John Monsen | Registered representative | CFP | Jul 2014 (12y) | |
| Martin Michael Konsor | Registered representative | CFP | Apr 2015 (11y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Pennsylvania Tourism Signing Trust | Public charity | $19.7M | 08/31/2025 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/24/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 24, 2026.
View current Form ADV (SEC/IAPD) ↗